KPIs

Feeling unsure about workplace expectations, KPIs, or performance meetings? You’re not alone. Seek advice early, before small concerns become larger issues.

Performance goals – sometimes called key performance indicators or KPIs – exist in all professions, including healthcare sectors. When used appropriately, KPIs for employees can elevate organisational performance and promote patient-centred care. However, it is important that KPIs are used responsibly and aligned with regulatory frameworks.

Download Optometry Australia’s KPI position statement (2024).

Ahpra Code of Conduct — 3 Clauses to Know

The Australian Health Practitioner Regulation Agency’s (Ahpra) shared Code of conduct stresses the importance of ensuring that optometrists can make clinical decisions in the interest of patient care freely, and without pressure from employers to meet business targets.

Three clauses every optometrist and their employer must know are:

Health professionals must:

  1. “provide treatment options that are based on the best available information and are not influenced by financial gain or incentives”

2. “if you employ other registered health practitioners, do not set performance targets, quotas or engage in business practices that are inconsistent with this code, and/or may compromise patient safety.”

3. “investigate and treat patients based on clinical need and the effectiveness of the proposed investigations or treatment, and not provide unnecessary services or encourage the indiscriminate or unnecessary use of health services.”

For Employees: What to Do if You Have a Concern

Optometrists are regulated under Ahpra. Optometry Australia is a separate entity to Ahpra and as such, we can provide no-cost, confidential support for members who need help navigating workplace or KPI-related concerns, such as ethical dilemmas or incentivised performance targets that may breach Ahpra’s Code of Conduct.

If you’ve experienced workplace behaviour or pressure that feels inappropriate, unsafe, or unethical, you can make a confidential query so we can guide you through the next steps.

We can help you:

  • Understand your rights and obligations under the Ahpra Code of Conduct
  • Be your support person at an upcoming workplace meeting
  • Communicate concerns professionally and clearly
  • Access legal guidance through OA’s HR advisors at Industry Legal Group if needed.

Are Employers liable?

The Ahpra Code is specific for practitioners, which includes practitioners who are in management positions. In addition, under the Health Practitioner Regulation National Law, “directing or inciting unprofessional conduct or professional misconduct” is an offence, with penalties for both individuals and organisations.

Case Study: Kim - From Concern to Resolution

Kim contacted OA as she was being performance managed for not meeting a same-day Visual Field quota. There were no other concerns about Kim’s workplace performance.

How did Optometry Australia help?

  • We provided an optometrist advisor as her HR support person at the workplace meeting.
  • We helped Kim understand her rights and Ahpra’s Code of Conduct
  • The employer withdrew the concern, as they now understand the regulatory breaches and risk that a same-day visual field quota posed, and the workplace relationship remains positive.

“You never think these things will happen to you, but when they do, I’m very glad I had OA to call upon.” – OA member.

Case study: OCT KPI

Anna is employed in a busy optometry practice. The practice has recently purchased an expensive optical coherence tomography (OCT) machine. The practitioner owner who employs her, sets a performance target that requires her to provide a certain number of OCT scans each month. This incurs an $80 out-of-pocket cost. Anna reviews her patient records and informs the practice owner that to achieve the target she would need to recommend an OCT to some patients who do not have any signs or symptoms that indicate clinical need for the scan.

Applying the code

Anna and the practice owner read the code and in particular, section 8.10 Conflicts of Interest, which states:

“Good practice includes that:
i. if you employ other registered health practitioners, do not set performance targets, quotas or engage in business practices that are inconsistent with this code, and/or may compromise patient safety.”

Anna and the practice owner agree that good care includes the quality use of imaging based on the best available evidence and the patient’s needs. Anna only scans patients who have a clinical need.

 

For Employers

Q. I need ideas on KPIs that elevate performance but does not breach the Code.

A: Our advisors can help you workshop ideas on non-financially incentivised performance goals for your optometrists.

Ideas include:

  • Patient satisfaction and net promoter scores
  • Clinical audits (record keeping, prescription accuracy, letters to referrers)
  • Community engagement events
  • Achieving store budget as a team.

Need Help?

Contact the OA Helpdesk

📞1800 678 662
📧 OAhelpdesk@optometry.org.au
🌐 Report a workplace or KPI concern

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Acknowledgement of Country

In the spirit of reconciliation Optometry Australia acknowledges the Traditional Custodians of country throughout Australia and their connections to land, sea and community. We pay our respects to their Elders past and present and extend that respect to all Aboriginal and Torres Strait Islander peoples today.